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If you lost money because your broker lied, misled you, or recommended an investment that never should have been sold to you, you may have a legal claim.

Financial advisors are supposed to protect your future — not gamble with your life savings.

When that trust is broken, you have the right to fight back.

At Mazer Law Firm P.C., we represent investors who were misled, overcharged, or sold unsuitable investments by brokers and financial advisors. We pursue recovery through FINRA arbitration and court litigation when necessary.

If you suspect misconduct, don’t wait. Evidence disappears fast and deadlines apply.

Call today for a free case review.

When Can You Sue a Broker?

Most investors don’t realize that losses caused by misconduct are legally recoverable.

You may have a claim if your advisor:

• Recommended high-risk or speculative investments inconsistent with your goals
• Sold non-traded REITs, private placements, or illiquid products without full disclosure
• Concentrated too much of your portfolio in one investment
• Failed to explain risks
• Churned your account to generate commissions
• Misrepresented safety or “guarantees”
• Hid conflicts of interest
• Ignored your instructions
• Falsified account paperwork

Even “trusted” advisors make recommendations that violate FINRA suitability rules and fiduciary duties.

If it felt wrong, it probably was.

The Truth About Brokerage Accountability

Here’s something Wall Street won’t tell you:

You usually can’t sue in court first.

Most brokerage agreements require disputes to be handled through FINRA arbitration.

But that’s not a bad thing.

FINRA arbitration is often:

• Faster than court
• Less expensive
• Private
• Designed specifically for investor claims
• Capable of awarding full damages, interest, and fees

The key is having a lawyer who knows how to present these cases effectively.

What Compensation Can You Recover?

Depending on your case, you may be entitled to:

• Investment losses
• Lost opportunity damages
• Interest
• Fees and costs
• Rescission of unsuitable products
• Punitive damages in serious fraud cases

Many clients are surprised at how much of their losses are legally recoverable.

Why Experience Matters

Brokerage firms hire teams of defense lawyers.

You need someone who understands:

• FINRA rules
• Securities regulations
• Brokerage supervision failures
• Industry practices
• Damage calculations
• Expert testimony strategy

We focus specifically on investment fraud and broker misconduct cases — not general personal injury or unrelated litigation.

That focus makes a difference.

Our Process

We make it simple:

1. Free case review
2. Account document analysis
3. Damage calculation
4. Claim filed
5. Aggressive discovery
6. Settlement negotiation or hearing

Most cases resolve before a final hearing.

Who We Help

We represent:

• Retirees
• Small business owners
• Families
• Trusts
• Estates
• Elder investors
• Professionals who relied on “trusted” advisors

If your life savings were mishandled, we take it personally.

Serving the United States

Serving clients throughout Alabama, Georgia, Tennessee, and the Florida Panhandle and the entire United States.

Take Action Now

Time limits apply to investment claims. Waiting can cost you recovery rights.

If you believe your broker caused your losses, talk with an attorney who handles these cases every day.

Turning Financial Betrayal Into Justice.