Mazer Law Firm represents investors in Alabama and nationwide who have lost money because of investment fraud, false statements, misleading recommendations, concealed risks, unauthorized transactions, or other financial misconduct. Claims may involve the broker, financial advisor, brokerage firm, or other parties responsible for the losses.
Former Broker & Investment Adviser. Now Representing Investors.
Investors seeking counsel can also learn more about our Birmingham Investment Fraud Lawyer services.
Speak Directly With Attorney Glenn Mazer
Investment fraud can take many forms. Problems often arise when an investor is given false or misleading information, important risks are concealed, or a financial professional recommends an investment for improper reasons. Warning signs can include:
For investors in Birmingham and throughout Alabama, a closer review may be warranted when an investment was sold through false or misleading statements, important risks were concealed, the recommendation did not fit the investor’s circumstances, or the broker or financial advisor failed to disclose conflicts, commissions, or other material information.
Depending on the facts, responsibility may extend beyond the individual broker or financial advisor. Brokerage firms, investment advisory firms, insurance companies, promoters, and other entities involved in selling or supervising the investment may also be responsible.
Mazer Law Firm can review your investment records and help determine whether broker misconduct or brokerage-firm supervision failures may have contributed to your losses.
Account statements, offering documents, subscription agreements, emails, text messages, sales presentations, disclosure documents, commission records, due-diligence materials, and supervisory records can help show what was represented, what risks were disclosed, and whether the investment was properly investigated before it was recommended or sold.
Mazer Law Firm focuses on representing investors who have suffered losses because of financial advisor misconduct, unsuitable recommendations, excessive risk, misleading investment advice, and failures by brokerage firms to supervise their representatives. Attorney Glenn Mazer brings the perspective of a former broker and investment adviser to the evaluation of investment-loss claims
Based in Birmingham, Alabama, Mazer Law Firm represents investors throughout Alabama and nationwide in claims involving investment fraud and broker misconduct.
Current Investor Investigation: Dr. Raj Bhayani and Prior2IPO
Mazer Law Firm is reviewing potential securities-law claims involving Prior2IPO and Late Stage Funds investments, including solicitations directed to physicians. Read our investor alert about Dr. Raj Bhayani, AAPI, and Prior2IPO.
If you lost money because of investment fraud or financial misconduct, Mazer Law Firm can review what was represented, how the investment was sold, whether important risks were concealed, and whether the broker, brokerage firm, issuer, or other parties may be responsible. Speak directly with Attorney Glenn Mazer about what happened.
No Fee Unless We Recover for You.