Did You Lose Money Because of Investment Fraud?

Mazer Law Firm represents investors in Alabama and nationwide who have lost money because of investment fraud, false statements, misleading recommendations, concealed risks, unauthorized transactions, or other financial misconduct. Claims may involve the broker, financial advisor, brokerage firm, or other parties responsible for the losses.

Former Broker & Investment Adviser. Now Representing Investors.

Investors seeking  counsel can also learn more about our Birmingham Investment Fraud Lawyer services.

Speak Directly With Attorney Glenn Mazer

Common Types of Investment Fraud

Investment fraud can take many forms. Problems often arise when an investor is given false or misleading information, important risks are concealed, or a financial professional recommends an investment for improper reasons. Warning signs can include:

  • False statements about the safety or expected return of an investment
  • Misrepresentations about the financial condition of a company or offering
  • Failure to disclose important risks or conflicts of interest
  • Unauthorized trading or transactions
  • Selling unsuitable or excessively risky investments
  • Private placements or alternative investments that were not properly investigated
  • Ponzi schemes or other fraudulent investment programs
  • Concealing commissions, compensation, or sales incentives

 

When Investment Fraud Should Be Investigated

For investors in Birmingham and throughout Alabama, a closer review may be warranted when an investment was sold through false or misleading statements, important risks were concealed, the recommendation did not fit the investor’s circumstances, or the broker or financial advisor failed to disclose conflicts, commissions, or other material information.

Who May Be Responsible for Investment Fraud Losses?

Depending on the facts, responsibility may extend beyond the individual broker or financial advisor. Brokerage firms, investment advisory firms, insurance companies, promoters, and other entities involved in selling or supervising the investment may also be responsible.

  • The broker or financial advisor
  • The brokerage firm responsible for supervision
  • An investment advisory firm
  • An insurance company or agent
  • The issuer or promoter of the investment
  • Other firms or individuals involved in selling or supervising the investment

Mazer Law Firm can review your investment records and help determine whether broker misconduct or brokerage-firm supervision failures may have contributed to your losses.

What Evidence Can Help Prove Investment Fraud?

Account statements, offering documents, subscription agreements, emails, text messages, sales presentations, disclosure documents, commission records, due-diligence materials, and supervisory records can help show what was represented, what risks were disclosed, and whether the investment was properly investigated before it was recommended or sold.

Why Investors Choose Mazer Law Firm

Mazer Law Firm focuses on representing investors who have suffered losses because of financial advisor misconduct, unsuitable recommendations, excessive risk, misleading investment advice, and failures by brokerage firms to supervise their representatives. Attorney Glenn Mazer brings the perspective of a former broker and investment adviser to the evaluation of investment-loss claims

  • Former broker and investment adviser
  • Direct access to Attorney Glenn Mazer
  • Focus on investment-loss and securities cases
  • Review of brokerage statements, investment records, and advisor communications
  • Representation in FINRA arbitration and, when appropriate, court proceedings
  • Free case evaluation

 

Based in Birmingham, Alabama, Mazer Law Firm represents investors throughout Alabama and nationwide in claims involving investment fraud and broker misconduct.

Talk With an Attorney About Investment Fraud

If you lost money because of investment fraud or financial misconduct, Mazer Law Firm can review what was represented, how the investment was sold, whether important risks were concealed, and whether the broker, brokerage firm, issuer, or other parties may be responsible. Speak directly with Attorney Glenn Mazer about what happened.

No Fee Unless We Recover for You.